Conflict of Interest Final Rule
On February 3, 2017, President Trump signed a Presidential Memorandum directing the Department of Labor to examine the Fiduciary Duty Rule. The information contained on these pages may be subject to change as a result of that examination. Please continue to check this website for updated information.
Quick Links
Regulation and Exemptions
- Definition of the Term “Fiduciary” & Related Exemptions – Proposed Delay of Applicability Dates
- Presidential Memorandum on the Fiduciary Duty Rule
- Final Rule
- Best Interest Contract Exemption (Corrected)
- Class Exemption for Principal Transactions (Corrected)
- Amendment to PTE 75-1, Part V
- Amendments to and Partial Revocation of PTEs 86-128 and 75-1
- Amendments to Class Exemptions 75-1, 77-4, 80-83 and 83-1
- Amendment to and Partial Revocation of PTE 84-24
- Proposed Best Interest Contract Exemption for Insurance Intermediaries
Related Documents
- Conflict of Interest Rule and Exemptions FAQs
- Regulatory Impact Analysis
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